Altium Capital Management LLC

Q3 2026 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2026
Date filed
11/4/2026
Form type
13F-HR
Num holdings
20
Total value ($000)
$68,808
Net value change ($000)
+21,339 (45.0%)
New positions
1
Sold out positions
0
Turnover %
36.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BOXX 24,997 NEW
ASA 261 7.1%
NDRA 9 2.8%
DMA 4 1.0%
Top Reduces (Value $000, Stocks/ETFs)
AFB -1,541 -77.1%
PCQ -420 -14.1%
LEO -395 -13.9%
CHW -277 -9.5%
RMT -270 -6.6%
RVT -196 -5.5%
MXF -189 -6.7%
NBXG -173 -5.1%
HFRO -149 -6.6%
IIF -105 -5.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type