O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Q1 2014 13F-HR Holdings

Location
Stamford, CT
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
986
Total value ($000)
$5,041,948
Net value change ($000)
+278,755 (5.9%)
New positions
156
Sold out positions
156
Turnover %
6.1%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PFE 37,240 75.8%
DGX 36,232 597.1%
MPC 34,162 61.4%
NVDA 33,170 95.5%
VIV 31,478 72.5%
LUMN 29,564 42.8%
HAL 28,424 428.1%
CF 27,768 132.5%
PPG 24,870 86.5%
EC 22,665 73.8%
Top Reduces (Value $000, Stocks/ETFs)
Time Warner Cable -55,068 -100.0%
Ca Inc -44,684 -89.1%
VOD -31,905 -100.0%
KR -28,263 -46.2%
AMP -26,465 -22.4%
COP -26,247 -51.7%
XEROX CORP -26,189 -34.9%
STX -20,813 -12.0%
SLM -20,119 -23.3%
BDX -19,342 -99.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type