OTA Financial Group L.P.
Q1 2014 13F-HR Holdings
Net value change ($000)
-54,695
(-34.3%)
New positions
41
Sold out positions
90
Turnover %
82.5%
Sector allocation + QoQ delta (equities-only)
Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| GT | 11,081 | 178.8% |
| OMNICARE CAP TR II | 5,148 | 79.9% |
| EFG | 3,086 | NEW |
| Time Warner Cable | 3,030 | NEW |
| UNILEVER N V | 2,525 | NEW |
| SHEL | 2,325 | 38.2% |
| *CURRENCYSHS JAPANESE YEN TR | 1,867 | NEW |
| DXJ | 1,718 | NEW |
| FOREST LAB | 1,576 | NEW |
| EFV | 1,411 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| GM | -7,327 | -64.3% |
| PHYS | -4,734 | -61.6% |
| PSLV | -3,122 | -100.0% |
| GENESEE & WYOMING INC | -2,221 | -100.0% |
| ClearBridge MLP & Midstream Fund Inc. | -2,071 | -100.0% |
| EFA | -1,934 | -100.0% |
| VWO | -1,554 | -100.0% |
| RTX | -1,424 | -100.0% |
| PIMCO Dynamic Credit & Mortgage Income Fund | -1,284 | -100.0% |
| VVR | -1,283 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|