Barnett & Company, Inc.

Q1 2014 13F-HR Holdings

Location
Chattanooga, TN
Holdings as of
3/31/2014
Date filed
4/9/2014
Form type
13F-HR
Num holdings
196
Total value ($000)
$222,989
Net value change ($000)
+8,405 (3.9%)
New positions
15
Sold out positions
10
Turnover %
4.4%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAL 1,549 86.1%
U S SILICA HLDGS INC 1,109 NEW
DAL 830 32.6%
STARWOOD WAYPOINT RESIDENTL 782 NEW
VZ 771 19.7%
SO 711 NEW
TRN 590 38.4%
REGENCY ENERGY PARTNERS L P COM UNITS L P 549 NEW
AYR 544 35.1%
PSEC 538 NEW
Top Reduces (Value $000, Stocks/ETFs)
FGPR -1,949 -63.5%
LH -1,049 -39.7%
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER -982 -47.6%
Walter Energy Inc -757 -100.0%
CHE -686 -73.9%
PVR PARTNERSHIP LP -554 -100.0%
SEADRILL LIMITED -531 -14.0%
STWD -426 -10.9%
INTERCONTINENTAL HOTELS -399 -100.0%
TAL INTERNATIONAL GROUP INC COMMON STOCK U -367 -23.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type