Baker Avenue Asset Management, LP

Q3 2023 13F-HR Holdings

Location
San Francisco, CA
Holdings as of
9/30/2023
Date filed
11/15/2023
Form type
13F-HR
Num holdings
1,591
Total value ($000)
$1,998,099
Net value change ($000)
+12,037 (0.6%)
New positions
179
Sold out positions
162
Turnover %
3.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2023 Next filing: 2/15/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BG 28,242 NEW
SGOV 13,269 11438.8%
CRM 6,796 145.2%
SJNK 6,208 206933.3%
AFL 5,953 5131.9%
CSCO 5,669 1282.6%
JCI 5,599 44.3%
LLY 5,220 491.5%
DOW 4,536 1062.3%
FALN 4,446 26.7%
Top Reduces (Value $000, Stocks/ETFs)
BUNGELTD -24,656 -100.0%
UPS -13,344 -51.9%
PFF -10,958 -100.0%
AAPL -8,947 -11.5%
GLW -6,304 -55.0%
SEDG -5,694 -99.6%
IWF -5,518 -10.1%
PYPL -5,469 -89.3%
VMBS -5,407 -97.0%
VEA -5,210 -68.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 248 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type