Bay Harbor Wealth Management, LLC

Q3 2026 13F-HR Holdings

Location
Hunt Valley, MD
Holdings as of
9/30/2026
Date filed
11/3/2026
Form type
13F-HR
Num holdings
1,358
Total value ($000)
$439,984
Net value change ($000)
+6,392 (1.5%)
New positions
104
Sold out positions
39
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 7/28/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ACWX 7,547 NEW
CORO 5,067 93.6%
IUSB 4,796 17.7%
DFAU 2,855 7.8%
BLCR 2,441 42.7%
IVV 2,198 5.6%
VUG 1,624 6.7%
DFAI 1,223 10.9%
ISHR MTGE BACK SEC ACT 903 NEW
GGOV 894 22.7%
Top Reduces (Value $000, Stocks/ETFs)
MTUM -7,316 -99.3%
MBB -6,685 -98.7%
IEMG -3,601 -40.4%
BAI -2,126 -24.0%
EFG -1,341 -17.3%
TLH -609 -9.9%
CAT -550 -91.1%
BLV -533 -7.9%
BNDX -432 -2.9%
VMBS -319 -4.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type