CONFLUENCE INVESTMENT MANAGEMENT LLC

Q1 2014 13F-HR Detailed Holdings

Location
St. Louis, MO
Holdings as of
3/31/2014
Date filed
5/7/2014
Form type
13F-HR
Num holdings
252
Total value ($000)
$1,974,435
Net value change ($000)
+166,783 (9.2%)
New positions
22
Sold out positions
25
Turnover %
5.4%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/4/2014 Next filing: 7/21/2014 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DLR 27,967 NEW
CL 14,862 337.7%
MAT 14,414 NEW
RWR 11,290 NEW
RYN 10,433 41.1%
IGLB 8,679 820.3%
MLM 8,187 33.8%
REZ 8,084 NEW
JNJ 7,030 17.3%
GGG 6,544 30.4%
Top Reduces (Value $000, Stocks/ETFs)
VNQ -19,172 -62.8%
BR -6,807 -19.8%
WILLIS GROUP HOLDINGS PUBLIC -5,146 -21.0%
SPDR SERIES TRUST -4,987 -45.8%
IYW -4,920 -37.6%
FNF -4,787 -15.4%
ADP -4,618 -100.0%
IGIB -4,575 -59.1%
HYG -4,272 -42.1%
GBDC -3,845 -12.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 First Trust Advisors L.P. 028-06487