FIRST TRUST ADVISORS LP

Q1 2020 13F-HR Detailed Holdings

Location
Wheaton, IL
Holdings as of
3/31/2020
Date filed
5/6/2020
Form type
13F-HR
Num holdings
2,344
Total value ($000)
$44,136,328
Net value change ($000)
-14,422,412 (-24.6%)
New positions
110
Sold out positions
149
Turnover %
5.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/3/2020 Next filing: 7/22/2020 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FXH 351,372 NEW
FTSM 157,095 273.5%
NEM 104,862 25329.0%
MNST 75,559 689.6%
WTRG 61,928 NEW
A 61,196 136.6%
EQH 60,614 NEW
MDLZ 57,939 75.5%
CSX 55,934 415.8%
MA 54,378 212.7%
Top Reduces (Value $000, Stocks/ETFs)
FXO -581,745 -100.0%
QTEC -271,236 -43.5%
FXL -261,588 -43.0%
FXU -221,412 -40.2%
FDN -205,982 -36.8%
CSCO -178,950 -21.5%
T -135,648 -37.4%
WFC -128,907 -56.6%
EBAY -119,172 -38.2%
META -111,659 -16.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 AXA Equitable Funds Management Group, LLC 028-14633