FIRST TRUST ADVISORS LP

Q1 2021 13F-HR Holdings

Location
Wheaton, IL
Holdings as of
3/31/2021
Date filed
5/14/2021
Form type
13F-HR
Num holdings
2,407
Total value ($000)
$82,584,327
Net value change ($000)
+7,120,536 (9.4%)
New positions
221
Sold out positions
118
Turnover %
3.6%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/2/2021 Next filing: 10/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FXR 596,133 NEW
CSCO 320,650 29.9%
RXT 282,214 NEW
LUMN 281,321 NEW
CMI 214,605 174.8%
PPG 212,196 4918.8%
ADP 202,503 186.4%
UPS 193,795 154.9%
STX 184,424 532.6%
AIY 181,526 305.9%
Top Reduces (Value $000, Stocks/ETFs)
FDN -497,454 -99.6%
LLY -214,861 -75.1%
LUMN -203,139 -100.0%
EL -159,528 -93.4%
BIO -147,026 -80.7%
GrubHub Inc. -144,163 -95.8%
UNH -143,240 -78.4%
WFC -139,027 -100.0%
COR -137,528 -68.9%
WM -129,769 -63.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type