FIRST TRUST ADVISORS LP

Q3 2021 13F-HR Detailed Holdings

Location
Wheaton, IL
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
2,813
Total value ($000)
$92,989,978
Net value change ($000)
+603,170 (0.7%)
New positions
256
Sold out positions
220
Turnover %
2.7%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 10/12/2021 Next filing: 2/8/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DOCN 331,942 NEW
ABNB 294,236 785.0%
PANW 217,583 106.2%
KEYS 189,661 327.9%
APH 184,130 455.7%
V 181,986 165.5%
AFL 179,100 90.3%
LH 177,617 359.4%
APD 171,513 104.4%
PAYX 167,106 173.2%
Top Reduces (Value $000, Stocks/ETFs)
ANET -185,974 -41.6%
EA -176,067 -88.7%
UPS -173,923 -59.2%
NKE -172,864 -87.2%
AME -170,932 -92.6%
EW -170,054 -90.8%
MSFT -169,582 -20.9%
IEX -160,740 -72.5%
AMGN -160,716 -51.4%
MO -160,243 -67.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 TCW INVESTMENT MANAGEMENT Co LLC 028-06683
2 RiverFront Investment Group, LLC 028-13577
3 Equitable Investment Management Group, LLC 028-14633
4 Horizon Investments, LLC 028-15165