BENJAMIN EDWARDS INC

Q3 2023 13F-HR Holdings

Location
Clayton, MO
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
645
Total value ($000)
$422,356
Net value change ($000)
-8,275 (-1.9%)
New positions
19
Sold out positions
55
Turnover %
3.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/15/2023 Next filing: 2/6/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XONE 5,287 NEW
ETR 3,280 NEW
CMCSA 1,852 170.8%
ADP 1,492 53.1%
NTAP 1,240 NEW
BAC 1,233 445.1%
AWK 1,181 45.2%
JPM 1,058 42.5%
ELV 1,029 1156.2%
FLJP 994 NEW
Top Reduces (Value $000, Stocks/ETFs)
SHY -4,773 -97.6%
ES -3,445 -99.3%
NEE -2,037 -35.5%
AAPL -1,737 -12.0%
VGSH -1,636 -25.1%
DG -1,611 -87.4%
VZ -1,089 -42.2%
GOOGL -1,068 -26.0%
SPDW -1,022 -16.7%
FXO -1,019 -96.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type