First Allied Asset Management, Inc.

Q1 2014 13F-HR Holdings

Location
San Diego, CA
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
170
Total value ($000)
$688,569
Net value change ($000)
-6,784 (-1.0%)
New positions
42
Sold out positions
48
Turnover %
48.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/13/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BIV 12,814 NEW
PROSHARES TR ULTRASHT SP 500 12,419 NEW
POWERSHARES ETF TR II 11,755 2659.5%
XLI 8,472 NEW
O 7,580 NEW
GIS 6,952 NEW
Unilever PLC 6,640 NEW
POWERSHARES 6,640 NEW
DHC 6,578 NEW
EPR 6,199 NEW
Top Reduces (Value $000, Stocks/ETFs)
ACWI -11,059 -60.9%
VHT -9,022 -100.0%
VEA -8,662 -34.5%
VEU -8,243 -100.0%
ATI -7,137 -100.0%
HAS -7,118 -100.0%
GLW -7,101 -100.0%
DU PONT E I DE NEMOUR&CO -7,031 -100.0%
Ca Inc -7,009 -100.0%
EMR -6,997 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type