UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q3 2020 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
9/30/2020
Date filed
11/13/2020
Form type
13F-HR
Num holdings
1,153
Total value ($000)
$15,324,167
Net value change ($000)
+1,575,332 (11.5%)
New positions
72
Sold out positions
100
Turnover %
3.4%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/13/2020 Next filing: 2/17/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BNL 385,614 NEW
VOO 243,279 1592.2%
AGG 186,896 77.1%
IEFA 83,392 23.3%
AAPL 76,260 16.7%
HEFA 58,564 246.8%
Unilever PLC 48,620 367.3%
IEMG 43,668 25.3%
NKE 40,450 26.9%
SHM 39,076 598.7%
Top Reduces (Value $000, Stocks/ETFs)
BIL -49,642 -59.1%
ACN -42,934 -51.9%
SHY -35,296 -48.8%
EMB -22,254 -62.2%
LQD -21,138 -32.4%
XOM -18,917 -27.0%
GBCI -18,335 -100.0%
CVX -13,677 -20.7%
CSCO -13,219 -12.4%
CAJPY -9,510 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 4,788 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type