UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q3 2022 13F-HR Detailed Holdings

Location
Newport Beach, CA
Holdings as of
9/30/2022
Date filed
11/14/2022
Form type
13F-HR
Num holdings
1,083
Total value ($000)
$16,932,506
Net value change ($000)
-1,283,074 (-7.0%)
New positions
51
Sold out positions
88
Turnover %
0.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/11/2022 Next filing: 2/15/2023 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BSV 666,355 1068.1%
BIV 344,283 159390.3%
VOO 77,545 6.8%
SHM 25,908 16.7%
J 19,510 NEW
PIONEER NATURAL RESOURCES CO 18,714 629.7%
BIIB 12,458 30.1%
GSK 10,640 NEW
COHR 8,896 NEW
SBUX 8,692 7.2%
Top Reduces (Value $000, Stocks/ETFs)
AGG -924,652 -82.2%
BNL -77,523 -32.3%
IEMG -60,326 -23.6%
AAPL -52,311 -9.5%
IEFA -45,743 -8.2%
GOVT -44,508 -8.0%
VTV -41,324 -9.0%
MSFT -36,242 -11.7%
IVV -29,479 -5.1%
SHY -28,945 -43.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GOLDMAN SACHS GROUP, INC. 028-04981
2 IMD HOLDINGS, LLC
3 UNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541