B. Riley Wealth Advisors, Inc.

Q3 2026 13F-HR Holdings

Location
Memphis, TN
Holdings as of
9/30/2026
Date filed
10/13/2026
Form type
13F-HR
Num holdings
1,092
Total value ($000)
$2,568,958
Net value change ($000)
+701,246 (37.5%)
New positions
215
Sold out positions
49
Turnover %
8.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 47,867 74.6%
BIL 38,444 444.5%
NVDA 35,253 36.0%
MSFT 28,845 95.7%
VUG 20,699 70.6%
FVAL 19,405 1001.8%
AMZN 16,710 46.0%
META 14,645 43.8%
LRCX 14,012 194.3%
VGT 12,747 429.2%
Top Reduces (Value $000, Stocks/ETFs)
FELG -6,479 -84.3%
XOM -6,294 -100.0%
AB -2,653 -100.0%
BA -2,481 -33.1%
GEV -2,270 -23.5%
MTUM -2,185 -70.8%
VYM -1,876 -48.2%
BOND -1,746 -23.7%
MBB -1,556 -72.7%
XMMO -1,553 -17.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 39,884 (1.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type