Lesa Sroufe & Co

Q1 2014 13F-HR Holdings

Location
Seattle, WA
Holdings as of
3/31/2014
Date filed
4/30/2014
Form type
13F-HR
Num holdings
41
Total value ($000)
$184,174
Net value change ($000)
+341 (0.2%)
New positions
2
Sold out positions
5
Turnover %
20.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FE 7,977 NEW
JOE 7,128 NEW
TEVA 1,999 30.4%
EXC 1,912 38.6%
ANGLOGOLD ASHANTI (PTY) LTD 1,620 56.4%
FLEX 1,390 28.7%
FNCTF 1,157 17.0%
ENCANA CORP 1,142 19.4%
NEM 735 27.5%
L3 COMMUNICATIONS HLDGS INC COM 722 8.6%
Top Reduces (Value $000, Stocks/ETFs)
LUV -11,119 -100.0%
LEGG MASON, INC. -8,153 -100.0%
MCDERMOTT INTL INC -1,407 -16.3%
ALL -1,366 -100.0%
TIDEWATER INC COM -1,177 -100.0%
RADIUS RECYCLING, INC. -823 -14.1%
GE -769 -8.9%
CHINA MOBILE LIMITED -604 -10.6%
WU -495 -6.4%
DCMYY -398 -5.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type