BOOTHBAY FUND MANAGEMENT, LLC

Q3 2023 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
1,681
Total value ($000)
$4,209,218
Net value change ($000)
-349,663 (-7.7%)
New positions
422
Sold out positions
442
Turnover %
42.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VMWA 58,366 NEW
AIY 35,511 314.2%
CEF 32,030 1842.9%
ZBH 28,621 419.4%
ELAN 19,232 212.2%
WCN 14,865 NEW
CCK 13,168 NEW
XPOF 10,699 1309.5%
ALIMERA SCIENCES INC 9,916 NEW
MDT 9,640 139.7%
Top Reduces (Value $000, Stocks/ETFs)
SPY -30,155 -56.7%
AMZN -16,943 -59.0%
MSFT -15,555 -44.0%
NVDA -13,220 -68.9%
GFF -13,172 -72.6%
MA -13,149 -100.0%
WM -13,074 -86.5%
MCK -12,896 -58.2%
MCO -11,249 -96.3%
TortoiseEcofin Acquisition Corp. III -10,974 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,053,706 (25.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type