Wellington Shields Capital Management, LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
+27,314
(4.9%)
New positions
57
Sold out positions
23
Turnover %
12.1%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| ALPHABET INC CL C | 8,162 | NEW |
| FLO | 3,221 | 2.1% |
| UNFI | 2,540 | NEW |
| COTY | 2,523 | NEW |
| PEP | 2,175 | 58.6% |
| THS | 1,900 | NEW |
| SJM | 1,782 | 133.0% |
| AVAV | 1,654 | NEW |
| MSFT | 1,461 | 14.6% |
| Pentair Inc | 1,408 | 85.2% |
Top Reduces (Value $000, Stocks/ETFs)
| Alphabet Inc. Class C | -8,540 | -100.0% |
| SEADRILL LIMITED | -3,522 | -49.8% |
| RBA | -2,523 | -100.0% |
| DDD | -2,452 | -84.6% |
| HON | -2,369 | -84.4% |
| CHEF | -1,843 | -100.0% |
| VOD | -1,737 | -100.0% |
| ADT CORP | -1,680 | -100.0% |
| MA | -1,457 | -21.2% |
| EVERCORE PARTNERS INC CL A | -1,267 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|