Wellington Shields & Co., LLC

Q3 2026 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2026
Date filed
11/3/2026
Form type
13F-HR
Num holdings
45
Total value ($000)
$75,969
Net value change ($000)
-370,485 (-83.0%)
New positions
4
Sold out positions
288
Turnover %
353.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/10/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BE 3,618 416.3%
PWR 3,445 2251.6%
RSP 1,515 3366.7%
ROST 1,400 NEW
CW 1,232 962.5%
IBB 1,229 501.6%
CLS 1,209 1314.1%
XLF 1,148 4251.9%
ASML 1,112 92.8%
TSLA 994 233.9%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -31,631 -94.2%
MSFT -23,103 -89.1%
JPM -13,003 -82.2%
LLY -12,551 -80.7%
GOOG -12,341 -100.0%
CAT -10,550 -100.0%
NVDA -9,660 -68.6%
XOM -8,675 -80.6%
ABBV -7,737 -100.0%
GLW -6,540 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type