Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/13/2014
Form type
13F-HR
Num holdings
109
Total value ($000)
$184,150
Net value change ($000)
-9,200 (-4.8%)
New positions
7
Sold out positions
4
Turnover %
4.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DMRC 1,080 NEW
CHEMTURA CORP 993 NEW
AVD 939 43.2%
TEVA 923 36.2%
EXP 878 13.4%
PKOH 762 6.0%
CECO 729 31.3%
OXLC 717 24.6%
VNQ 693 177.7%
MSFT 411 12.0%
Top Reduces (Value $000, Stocks/ETFs)
DDD -12,155 -36.3%
SEA LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS -2,930 -100.0%
LENDER PROCESSING S -1,375 -100.0%
KINDER MORGAN INC DEL -964 -56.8%
VOD -605 -100.0%
PLUM CREEK -406 -11.5%
SPH -402 -11.2%
KMI -364 -6.4%
ICE -294 -12.1%
iShares, Inc. -241 -41.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type