Location
The Woodlands, TX
Holdings as of
3/31/2014
Date filed
5/9/2014
Form type
13F-HR
Num holdings
47
Total value ($000)
$76,948
Net value change ($000)
+5,851 (8.2%)
New positions
6
Sold out positions
4
Turnover %
7.9%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Guggenheim S&P 500 Equal Weigh 1,492 74.3%
COP 979 NEW
JPM 958 NEW
IEO 871 NEW
COST 852 164.5%
NKE 640 85.0%
NOV 592 NEW
WWW 389 43.6%
RESTORATION HARDWARE HLDGS I COM 316 21.7%
SCHO 313 5.6%
Top Reduces (Value $000, Stocks/ETFs)
HCA -1,063 -100.0%
TROW -617 -100.0%
MRK -614 -42.6%
CHICAGO BRIDGE IRON -527 -44.8%
XOM -387 -2.8%
WFC -324 -100.0%
EMC -266 -100.0%
SHY -209 -8.7%
SCHB -176 -3.7%
FRESH MKT INC COM -115 -23.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type