Herald Investment Management Ltd

Q1 2014 13F-HR Holdings

Location
London, X0
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
84
Total value ($000)
$252,873
Net value change ($000)
+2,346 (0.9%)
New positions
5
Sold out positions
4
Turnover %
4.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ATMI INC 2,210 12.6%
SPANSION INC 2,145 127.5%
CALLIDUS SOFTWARE INC 1,904 NEW
IPHI 1,847 NEW
SIMO 1,638 19.3%
TESSERA TECHNOLOGIES INC COM 1,200 18.2%
CAVIUM INC 1,159 21.3%
NTCT 1,116 25.2%
AVG TECHNOLOGIES 1,080 20.9%
BRIGHTCOVE INC 1,050 29.6%
Top Reduces (Value $000, Stocks/ETFs)
ACTUATE CORP -3,013 -24.5%
ADVENT SOFTWARE INC -2,995 -19.2%
PEGA -2,782 -29.7%
INTEGRATED DEVICE TECHNOLOGY INC -2,443 -100.0%
YELP -2,083 -23.2%
*SUPPORT COM INC -1,352 -34.2%
QUIK -1,281 -100.0%
PEREGRINE SEMICONDUCTOR -1,116 -45.8%
MOSYS INC. -975 -19.3%
PLANET PAYMENT INC -957 -35.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type