Rocky Mountain Advisers, LLC

Q1 2014 13F-HR Holdings

Location
Boulder, CO
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
147
Total value ($000)
$12,500
Net value change ($000)
+2,343 (23.1%)
New positions
2
Sold out positions
7
Turnover %
7.1%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TOWERS WATSON CL A 1,863 266.1%
MSFT 248 NEW
SKT 200 NEW
SDY 187 275.0%
IYY 90 300.0%
XOM 71 136.5%
DVY 71 68.9%
BRK-B 58 4.5%
MRK 31 31.3%
BRK-B 28 5.2%
Top Reduces (Value $000, Stocks/ETFs)
MICROSOFT CORP -226 -100.0%
TANGER FACTORY OUTLET CTRS I -183 -100.0%
UNP -18 -10.7%
EXC -15 -18.1%
WMT -14 -2.9%
MMM -12 -3.4%
KO -11 -6.1%
POWERSHARES ETF TR II GBL WTR PORT -11 -100.0%
CINF -9 -6.9%
PAYX -8 -6.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type