ARGI Investment Services, LLC

Q1 2014 13F-HR Holdings

Location
Louisville, KY
Holdings as of
3/31/2014
Date filed
5/12/2014
Form type
13F-HR
Num holdings
173
Total value ($000)
$629,882
Net value change ($000)
+48,475 (8.3%)
New positions
34
Sold out positions
18
Turnover %
4.1%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 40,263 95.7%
GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 16,212 966.7%
RYDEX ETF TRUST 5,582 17.3%
STIP 5,551 11.6%
VPL 4,867 18.7%
VEREIT INC COM 4,701 NEW
IGIB 4,627 11.1%
RWO 3,947 13.4%
PXF 2,966 20.8%
IJS 2,845 12.4%
Top Reduces (Value $000, Stocks/ETFs)
VPU -15,897 -88.2%
VDC -15,848 -86.8%
VWO -10,783 -21.6%
IEMG -5,782 -59.5%
EFA -5,473 -83.3%
COLE REAL ESTATE INVTS INC COM -4,329 -100.0%
POWERSHARES -2,815 -81.3%
BSV -1,643 -100.0%
EMB -1,368 -100.0%
VLO -816 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type