FIRST BUSINESS FINANCIAL SERVICES, INC.

Q1 2014 13F-HR Holdings

Location
Madison, WI
Holdings as of
3/31/2014
Date filed
5/6/2014
Form type
13F-HR
Num holdings
72
Total value ($000)
$251,424
Net value change ($000)
+11,120 (4.6%)
New positions
24
Sold out positions
3
Turnover %
6.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AGG 16,991 117.2%
XLK 8,984 NEW
XLV 2,858 43.3%
FBIZ 1,993 25.6%
IWD 1,650 8.4%
IWN 1,301 12.6%
MUB 932 97.7%
SPY 485 14.1%
STX 293 NEW
HAL 285 NEW
Top Reduces (Value $000, Stocks/ETFs)
BND -11,744 -91.0%
XLI -6,194 -92.0%
XLY -5,718 -91.6%
IWF -1,808 -9.1%
IWO -1,621 -14.3%
VTI -959 -1.2%
SPDR SERIES TRUST -727 -62.5%
POWERSHARES ETF TR II -721 -61.7%
XLF -424 -100.0%
EFA -417 -1.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type