Tower Research Capital LLC (TRC)

Q3 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
6,016
Total value ($000)
$3,918,298
Net value change ($000)
+75,081 (2.0%)
New positions
1052
Sold out positions
708
Turnover %
6.9%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/16/2021 Next filing: 2/14/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 333,772 138.5%
QQQ 81,068 290.7%
VOO 42,539 NEW
IWM 39,629 113225.7%
MDY 25,801 245.0%
IWR 16,666 NEW
IJH 14,742 176.3%
ARKK 13,443 741.9%
XLY 13,053 488.5%
IVV 12,044 402.5%
Top Reduces (Value $000, Stocks/ETFs)
UNH -19,585 -55.3%
SOXX -19,007 -100.0%
EFA -18,017 -68.0%
CRM -14,382 -56.5%
META -14,112 -29.1%
GS -13,973 -49.1%
XOM -12,991 -80.7%
V -11,814 -45.2%
HD -11,572 -48.7%
AMGN -10,454 -39.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type