AWM Investment Company, Inc.

Q3 2026 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
105
Total value ($000)
$1,041,196
Net value change ($000)
-111,087 (-9.6%)
New positions
6
Sold out positions
7
Turnover %
6.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MASS 15,998 37.7%
NNBR 14,770 NEW
FTK 12,075 1710.3%
FEAM 8,799 202.5%
SPIR 7,880 102.4%
PI 7,107 24.0%
The Elmet Group Co. 5,961 87.6%
Vogenx, Inc. 5,895 NEW
AIOT 5,227 35.5%
SOPH 4,975 50.7%
Top Reduces (Value $000, Stocks/ETFs)
LASR -24,868 -38.0%
TALK -19,900 -100.0%
LPTH -15,171 -36.6%
Boost Run, Inc. -15,021 -47.6%
VICR -13,533 -23.9%
UTI -9,392 -44.9%
CEVA -9,084 -24.1%
RCAT -8,327 -89.4%
DFTX -7,809 -21.2%
VELO -7,635 -32.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type