NuWave Investment Management, LLC

Q2 2014 13F-HR Holdings

Location
Parsippany, NJ
Holdings as of
6/30/2014
Date filed
7/14/2014
Form type
13F-HR
Num holdings
300
Total value ($000)
$38,826
Net value change ($000)
+4,985 (14.7%)
New positions
69
Sold out positions
52
Turnover %
37.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 4/11/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BROADCOM CORP 585 3078.9%
TJX 556 6950.0%
CVX 555 18500.0%
MO 505 16833.3%
DAL 495 NEW
LUMN 482 24100.0%
IBM 443 22150.0%
MAT 418 NEW
WHR 390 NEW
CMI 381 1465.4%
Top Reduces (Value $000, Stocks/ETFs)
VOD -489 -100.0%
MYLAN INC -465 -86.6%
SAFEWAY USA -441 -100.0%
FITB -421 -99.5%
AIY -389 -83.7%
CMCSA -389 -96.0%
WMB -386 -96.0%
GILD -384 -98.7%
LUV -353 -100.0%
LLY -346 -66.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type