Gradient Investments LLC

Q3 2021 13F-HR Holdings

Location
Arden Hills, MN
Holdings as of
9/30/2021
Date filed
10/18/2021
Form type
13F-HR
Num holdings
1,216
Total value ($000)
$3,569,317
Net value change ($000)
+151,837 (4.4%)
New positions
92
Sold out positions
89
Turnover %
3.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/12/2021 Next filing: 1/12/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 378,775 30109.3%
SPYM 150,349 39153.4%
FEZ 89,731 1281871.4%
BJUL 70,123 NEW
JEPI 40,240 NEW
XLV 38,697 64495.0%
SRLN 18,775 23.1%
SPAB 18,048 8.8%
NEE 17,832 194.1%
FITB 13,421 103238.5%
Top Reduces (Value $000, Stocks/ETFs)
SPHB -488,230 -99.7%
SPYV -81,315 -99.6%
SPEM -68,855 -84.2%
RSPF -64,424 -99.8%
SMDV -40,625 -41.3%
BIL -39,786 -99.8%
TIP -35,470 -99.3%
DFS -13,586 -58.8%
AVB -12,251 -99.8%
AMT -12,177 -99.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type