PFG Financial Advisors

Q1 2014 13F-HR Holdings

Location
State College, PA
Holdings as of
3/31/2014
Date filed
4/14/2014
Form type
13F-HR
Num holdings
147
Total value ($000)
$294,815
Net value change ($000)
+29,368 (11.1%)
New positions
36
Sold out positions
8
Turnover %
19.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/10/2014 Next filing: 7/11/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SCZ 18,063 NEW
VGK 12,500 NEW
DBA 10,347 462.5%
IYR 5,204 468.8%
UBS AG LONDON BRANCH 4,345 58.9%
EWZ 4,284 1044.9%
SHY 4,019 1620.6%
BOND 3,874 91.5%
VPU 2,351 744.0%
BNDX 2,263 NEW
Top Reduces (Value $000, Stocks/ETFs)
IWM -16,936 -85.9%
VTI -13,123 -91.7%
IEI -10,372 -98.1%
OEF -4,525 -66.5%
EWG -4,240 -100.0%
IWB -3,740 -100.0%
IYC -3,120 -100.0%
JPM -2,249 -47.8%
DEM -1,909 -62.7%
IVV -1,251 -6.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type