CFG Asset Management LLC

Q1 2014 13F-HR Holdings

Location
Newtown Square, PA
Holdings as of
3/31/2014
Date filed
4/8/2014
Form type
13F-HR
Num holdings
242
Total value ($000)
$248,404
Net value change ($000)
+41,809 (20.2%)
New positions
35
Sold out positions
33
Turnover %
12.6%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPTL 7,634 NEW
CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 7,600 NEW
JXI 4,130 1263.0%
CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 4,009 NEW
SPHY 3,996 49950.0%
POWERSHARES ETF TR II 3,321 2722.1%
INVESCO EXCHANGE-TRADED FUND TRUST 3,238 2654.1%
Vaneck Vectors Gold Miners ETF 2,918 NEW
TLT 2,461 NEW
FXG 1,985 2719.2%
Top Reduces (Value $000, Stocks/ETFs)
FLOT -5,546 -30.5%
CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E -4,801 -41.9%
IGIB -2,012 -29.7%
SRLN -1,979 -12.2%
POWERSHARES DB G10 CURCY HAR COM UT BEN INT -1,945 -99.6%
MINT -1,773 -37.0%
IJH -1,374 -34.6%
IXG -1,165 -99.6%
CLAYMORE EXCHANGE TRD FD TR -983 -23.6%
iSHARES TRUST -790 -10.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type