ALETHEA CAPITAL MANAGEMENT, LLC

Q3 2025 13F-HR Holdings

Location
Mercer Island, WA
Holdings as of
9/30/2025
Date filed
11/14/2025
Form type
13F-HR
Num holdings
34
Total value ($000)
$155,658
Net value change ($000)
+23,519 (17.8%)
New positions
22
Sold out positions
20
Turnover %
11.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2025 Next filing: 2/11/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AXSM 11,812 17.0%
RNAM 7,265 59.7%
KURA 6,814 124.4%
JNJ 616 NEW
CDTX 570 NEW
VTR 563 NEW
UNH 562 NEW
SJM 561 NEW
CNP 536 NEW
MCD 528 NEW
Top Reduces (Value $000, Stocks/ETFs)
RSPU -6,464 -96.7%
NRG -531 -100.0%
NFLX -454 -100.0%
DASH -426 -100.0%
TPR -394 -100.0%
SMCI -384 -100.0%
CTVA -374 -100.0%
EBAY -347 -100.0%
XYL -342 -100.0%
ECL -335 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 278 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type