ALETHEA CAPITAL MANAGEMENT, LLC

Q3 2026 13F-HR Holdings

Location
Mercer Island, WA
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
35
Total value ($000)
$196,565
Net value change ($000)
-44,846 (-18.6%)
New positions
23
Sold out positions
29
Turnover %
21.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MPC 1,649 NEW
VLO 1,582 NEW
TGT 1,317 NEW
NVDA 1,264 NEW
KO 1,149 NEW
TRGP 1,133 NEW
FDS 1,125 NEW
AMZN 1,122 NEW
EQIX 1,079 NEW
APO 1,064 NEW
Top Reduces (Value $000, Stocks/ETFs)
AXSM -39,105 -24.6%
BIL -5,529 -18.6%
VTRS -1,245 -100.0%
PM -1,236 -100.0%
ADP -1,232 -100.0%
WMB -1,137 -100.0%
DRI -1,117 -100.0%
BMY -1,089 -100.0%
ED -1,081 -100.0%
CVX -971 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type