Regal Investment Advisors LLC

Q3 2026 13F-HR Holdings

Location
Kentwood, MI
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
650
Total value ($000)
$1,995,687
Net value change ($000)
+70,725 (3.7%)
New positions
47
Sold out positions
44
Turnover %
3.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ACWX 9,722 1411.0%
MSFT 9,484 41.5%
XOM 8,240 NEW
IVV 5,960 4.7%
CORO 5,904 81.2%
AAPL 5,754 15.8%
SGOV 4,822 455.8%
NVDA 4,193 15.3%
IUSB 3,953 12.3%
BLACKROCK ETF TRUST 3,745 162.3%
Top Reduces (Value $000, Stocks/ETFs)
MTUM -10,736 -85.2%
MBB -7,536 -88.0%
XOM -6,645 -100.0%
IEMG -5,527 -36.0%
VIG -4,853 -37.7%
IVOL -2,750 -89.6%
EFG -2,609 -23.4%
SHV -2,353 -72.6%
BAI -2,264 -21.7%
SPHQ -1,884 -56.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type