Nikko Asset Management Americas, Inc.

Q1 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2020
Date filed
4/30/2020
Form type
13F-HR
Num holdings
169
Total value ($000)
$5,277,908
Net value change ($000)
-1,072,135 (-16.9%)
New positions
8
Sold out positions
13
Turnover %
11.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/6/2020 Next filing: 8/7/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PINS 81,664 151.5%
PSTG 47,950 NEW
ROKU 42,040 55.9%
SE 36,709 NEW
PD 30,130 NEW
IRDM 28,326 3501.4%
PRLB 28,111 42.8%
ADSK 27,974 76.6%
AYXGBX 27,357 NEW
TWST 24,638 NEW
Top Reduces (Value $000, Stocks/ETFs)
2U, LLC -100,307 -100.0%
EB -78,025 -100.0%
SHOP -77,779 -100.0%
AAPL -73,558 -33.6%
CRM -72,000 -58.2%
TTD -53,438 -100.0%
EDIT -45,232 -30.9%
BIDU -44,994 -86.1%
TDOC -44,781 -58.2%
TWTR -43,564 -65.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type