Nikko Asset Management Americas, Inc.

Q1 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2021
Date filed
5/3/2021
Form type
13F-HR
Num holdings
217
Total value ($000)
$20,412,866
Net value change ($000)
+2,804,741 (15.9%)
New positions
16
Sold out positions
13
Turnover %
6.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/11/2021 Next filing: 8/9/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XYZ 358,488 38.7%
SHOP 304,879 100.0%
ZM 245,190 156.8%
TDOC 243,281 43.1%
DKNG 208,802 NEW
TSLA 185,690 21.1%
BIDU 182,735 95.0%
ZG 178,146 35.6%
TXG 172,005 1026.2%
TWTR 170,955 NEW
Top Reduces (Value $000, Stocks/ETFs)
TSM -263,408 -83.9%
SPLUNK INC -223,511 -100.0%
CRSP -141,501 -24.1%
EDIT -128,836 -41.9%
ROKU -106,736 -13.1%
MELI -93,192 -31.7%
PSTG -84,654 -29.8%
LSPD -79,209 -100.0%
AMZN -77,120 -45.2%
LPSN -73,063 -88.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type