PZENA INVESTMENT MANAGEMENT LLC

Q1 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2021
Date filed
5/7/2021
Form type
13F-HR
Num holdings
170
Total value ($000)
$24,607,440
Net value change ($000)
+3,405,907 (16.1%)
New positions
18
Sold out positions
14
Turnover %
5.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NOV 542,242 NEW
DOX 289,700 1219.0%
EIX 273,641 54.2%
WAB 171,188 35.7%
WFC 170,205 27.5%
SKAA 162,308 NEW
AIG 157,977 23.9%
EQH 150,867 30.0%
GE 145,521 15.0%
HPE 143,385 26.9%
Top Reduces (Value $000, Stocks/ETFs)
NOV -542,655 -100.0%
VTRS -160,046 -50.0%
MS -83,666 -24.5%
FTI -54,581 -23.5%
HOUS -41,387 -100.0%
CAR -39,435 -58.5%
GIL -22,933 -5.4%
PLANTRONICS INC /CA/ -15,413 -70.2%
COWEN INC. -14,857 -86.0%
WSFS -10,551 -22.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type