DUFF & PHELPS INVESTMENT MANAGEMENT CO

Q1 2021 13F-HR Holdings

Location
Chicago, IL
Holdings as of
3/31/2021
Date filed
5/10/2021
Form type
13F-HR
Num holdings
217
Total value ($000)
$7,325,661
Net value change ($000)
+448,431 (6.5%)
New positions
4
Sold out positions
6
Turnover %
0.1%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 1/29/2021 Next filing: 8/9/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
OKE 27,951 165.6%
CNP 27,644 32.2%
SPG 24,684 37.1%
NSC 18,065 65.8%
PLD 16,135 8.2%
VEU 16,011 51.6%
SRE 15,773 13.5%
ATO 15,540 16.7%
LNT 14,690 13.5%
SBAC 14,230 42.1%
Top Reduces (Value $000, Stocks/ETFs)
CP -18,626 -60.4%
FTS -15,364 -22.9%
CMS -13,553 -10.7%
AEP -11,042 -9.8%
VZ -11,038 -12.8%
UNP -10,484 -22.0%
SUN -9,814 -96.1%
PNW -8,843 -10.4%
AWK -7,883 -7.7%
NEE -7,792 -4.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type