Allworth Financial LP

Q3 2021 13F-HR Holdings

Location
Sacramento, CA
Holdings as of
9/30/2021
Date filed
11/2/2021
Form type
13F-HR
Num holdings
1,986
Total value ($000)
$5,993,538
Net value change ($000)
+583,182 (10.8%)
New positions
433
Sold out positions
52
Turnover %
1.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/2/2021 Next filing: 1/21/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VO 74,728 708.7%
BND 37,651 7.3%
VTI 32,695 3.1%
DFAX 25,969 NEW
GSLC 23,504 202.4%
QQQ 20,913 318.2%
PGX 17,781 3743.4%
AAPL 16,170 50.3%
SPYG 15,356 7.9%
AGG 15,104 4.0%
Top Reduces (Value $000, Stocks/ETFs)
PSK -17,544 -69.6%
SPY -5,451 -6.8%
IAGG -5,125 -15.9%
JPST -3,846 -9.9%
VBR -2,903 -2.8%
DIA -2,810 -17.6%
PRF -2,489 -12.7%
SPIB -2,134 -8.1%
SPEM -2,080 -1.9%
SPSM -1,650 -4.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type