PZENA INVESTMENT MANAGEMENT LLC

Q3 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/5/2021
Form type
13F-HR
Num holdings
168
Total value ($000)
$25,263,323
Net value change ($000)
-439,907 (-1.7%)
New positions
16
Sold out positions
13
Turnover %
11.4%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/6/2021 Next filing: 2/4/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GE 1,048,912 NEW
FMS 224,080 NEW
CTSH 211,468 25.3%
JNJ 143,076 NEW
NRG 99,938 17.4%
PFE 97,802 82.7%
ELV 71,555 NEW
GD 67,585 NEW
BKR 55,800 10.3%
AIG 53,668 6.2%
Top Reduces (Value $000, Stocks/ETFs)
GE -1,091,236 -100.0%
TXT -177,695 -33.3%
NWL -106,450 -15.5%
CVS -103,097 -100.0%
NOV -94,665 -15.0%
COF -82,641 -11.8%
F -67,590 -16.5%
GIL -65,889 -14.5%
PVH -62,484 -7.5%
SKAA -58,220 -22.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type