Nikko Asset Management Americas, Inc.

Q3 2021 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/9/2021
Form type
13F-HR
Num holdings
205
Total value ($000)
$23,288,149
Net value change ($000)
-2,253,588 (-8.8%)
New positions
13
Sold out positions
14
Turnover %
4.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/9/2021 Next filing: 2/8/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PATH 328,422 79.8%
U 275,750 50.5%
COIN 265,558 30.9%
HOOD 195,045 NEW
PLTR 165,467 64.9%
STNE 146,801 246.4%
FTCHQ 119,809 NEW
ETSY 107,120 95.6%
DKNG 100,958 27.2%
OPEN 89,020 35.0%
Top Reduces (Value $000, Stocks/ETFs)
JD -337,796 -85.4%
ROKU -243,098 -24.0%
TWLO -226,603 -23.9%
BEKE -220,447 -100.0%
SE -185,856 -23.5%
NTLA -185,116 -36.5%
CRSP -179,694 -32.8%
XYZ -150,807 -11.2%
BABA -146,904 -100.0%
SHOP -139,298 -13.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None