DUFF & PHELPS INVESTMENT MANAGEMENT CO

Q3 2021 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2021
Date filed
11/10/2021
Form type
13F-HR
Num holdings
216
Total value ($000)
$7,671,219
Net value change ($000)
-18,859 (-0.2%)
New positions
7
Sold out positions
5
Turnover %
1.5%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
KIM 48,331 NEW
ETR 39,524 246.2%
SPG 34,835 30.1%
HR 28,176 44.8%
MAA 25,469 23.4%
EVRG 20,911 19.7%
CNP 17,118 13.9%
AVB 13,956 11.1%
TRGP 13,286 23.6%
PLD 12,869 5.4%
Top Reduces (Value $000, Stocks/ETFs)
CCI -38,234 -23.9%
VEREIT, Inc. -33,439 -100.0%
DOC -27,493 -25.5%
WEINGARTEN REALTY INVESTORS /TX/ -22,011 -100.0%
STORE CAPITAL LLC -16,060 -54.4%
UNP -14,858 -50.4%
AEP -11,558 -10.5%
AWK -10,255 -10.3%
SR -9,918 -15.3%
XEL -9,880 -8.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type