BAMCO INC /NY/

Q3 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
397
Total value ($000)
$44,148,300
Net value change ($000)
+470,443 (1.1%)
New positions
33
Sold out positions
36
Turnover %
3.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TSLA 491,976 11.8%
IT 322,077 24.0%
SMRT 151,652 NEW
MSCI 149,588 12.8%
FDS 146,079 16.2%
SPOT 96,425 72.6%
ICLR 85,047 61.3%
RRR 83,696 25.8%
WST 78,397 17.3%
NTRA 73,013 NEW
Top Reduces (Value $000, Stocks/ETFs)
GDS -234,432 -63.8%
BABA -208,888 -39.6%
WIX -150,806 -35.7%
ZLAB -148,249 -47.7%
ITUB -114,591 -100.0%
Zymergen Inc. -106,675 -100.0%
ZG -106,168 -28.4%
PRA Health Sciences, Inc. -90,957 -100.0%
IDXX -90,238 -5.3%
RNG -87,094 -25.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type