GABELLI FUNDS LLC

Q3 2021 13F-HR Holdings

Location
Rye, NY
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
1,402
Total value ($000)
$15,095,664
Net value change ($000)
-607,439 (-3.9%)
New positions
118
Sold out positions
108
Turnover %
5.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Medallia, Inc. 36,673 NEW
STAMPS.COM INC 34,087 2127.8%
HRC 29,835 NEW
Trillium Therapeutics Inc. 28,474 940.7%
HRI 26,431 31.7%
Cloudera, Inc. 24,485 195.7%
NEE 19,958 10.2%
State Auto Financial CORP 17,751 NEW
Kadmon Holdings, Inc. 15,512 NEW
GTM 15,227 120.8%
Top Reduces (Value $000, Stocks/ETFs)
NAV -79,694 -100.0%
ALXN -54,363 -100.0%
Slack Technologies, Inc. -36,143 -100.0%
PROOFPOINT INC -34,845 -100.0%
At Home Group Inc. -33,830 -100.0%
LUMINEX CORP -23,513 -100.0%
MAXIM INTEGRATED PRODUCTS INC -23,489 -100.0%
Talend S.A. -22,528 -100.0%
USCR -21,727 -100.0%
MA -19,785 -9.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type