NOMURA HOLDINGS INC

Q3 2021 13F-HR Detailed Holdings

Location
Tokyo, M0
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
2,533
Total value ($000)
$40,278,397
Net value change ($000)
+1,080,224 (2.8%)
New positions
240
Sold out positions
273
Turnover %
13.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/16/2021 Next filing: 2/14/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BABA 579,163 225.2%
CNI 478,985 40420.7%
CAR 319,340 134.0%
DLTR 294,717 27935.3%
NIELSEN HLDGS PLC 293,114 573.4%
BHC 281,885 178.3%
SWX 231,132 NEW
CNC 212,227 17819.2%
WTW 193,426 857.5%
VNO 131,148 182.5%
Top Reduces (Value $000, Stocks/ETFs)
AMZN -671,980 -93.0%
MSFT -337,861 -78.6%
MPC -196,460 -96.1%
MA -193,802 -46.1%
GOOGL -189,265 -82.5%
GSK -154,013 -95.5%
ELAN -96,431 -51.8%
IFF -95,823 -46.7%
GPK -90,398 -49.1%
FR -87,775 -53.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 27,020,025 (67.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 NOMURA SECURITIES INTERNATIONAL INC 028-04983
2 NOMURA INTERNATIONAL PLC
3 NOMURA SECURITIES BERMUDA LTD 028-04993
4 NOMURA GLOBAL FINANCIAL PRODUCTS INC 028-15494
5 NOMURA SECURITIES CO LTD 028-04979
6 Nomura Corporate Research & Asset Management Inc. 028-13982