Nikko Asset Management Americas, Inc.

Q4 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
12/31/2021
Date filed
2/8/2022
Form type
13F-HR
Num holdings
204
Total value ($000)
$19,018,373
Net value change ($000)
-4,269,776 (-18.3%)
New positions
5
Sold out positions
6
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/9/2021 Next filing: 5/6/2022 SEC filing

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RBLX 88,702 113.3%
TWLO 70,184 9.7%
HOOD 67,631 34.7%
TOST 57,302 NEW
ROKU 44,154 5.7%
DNA 44,022 83.4%
ZM 36,495 5.7%
LPSN 35,724 632.8%
EXAS 30,302 7.9%
TRMB 29,279 10.1%
Top Reduces (Value $000, Stocks/ETFs)
ZG -540,114 -78.5%
PYPL -431,111 -87.4%
XYZ -322,290 -27.1%
OPEN -287,480 -83.8%
META -269,502 -87.1%
TSLA -255,356 -19.1%
SE -219,852 -36.3%
Invitae Corp -197,187 -40.3%
DKNG -130,416 -27.6%
AMZN -127,943 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type