DUFF & PHELPS INVESTMENT MANAGEMENT CO

Q3 2022 13F-HR Detailed Holdings

Location

Chicago, IL

Holdings as of

9/30/2022

Date filed

11/14/2022

Form type

13F-HR

Num holdings

239

Total value ($000)

$7,953,794

Net value change ($000)

-132,009 (-1.6%)

New positions

Sold out positions

Turnover %

5.2%

Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2022

Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.

Top Adds (Value $000, Stocks/ETFs)

AWK	46,641	63.0%
DHR	40,970	2395.9%
O	36,512	NEW
XYL	35,910	NEW
WTRG	33,561	54.2%
DOC	26,749	56.6%
TTEK	26,606	NEW
LNG	25,724	20.5%
IEX	23,822	NEW
STN	23,001	NEW

Top Reduces (Value $000, Stocks/ETFs)

DUKE REALTY CORP	-59,500	-35.6%
SPG	-51,637	-44.9%
PLD	-42,175	-14.4%
CMCSA	-26,460	-44.2%
SUI	-26,389	-14.8%
EQIX	-23,360	-9.3%
CSX	-20,292	-100.0%
PEG	-19,640	-12.9%
WES	-18,073	-45.5%
CMS	-17,893	-15.5%

Instrument mix + QoQ Δ (ex-options)

How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.

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Instrument:

Issuer Name	Ticker	Sector	Industry	Class	History	Value ($000)	%	Shares	Shares Δ	Shares Δ%	Value Δ ($000)	Value Δ%	Principal	Option Type	Discretion	Other Manager	Sole	Shared	None

Other Managers

Num	Name	File Number
1	Virtus Investment Advisers, Inc.	028-00085
2	VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.	028-17877