West Family Investments, Inc.

Q3 2026 13F-HR Holdings

Location
Carlsbad, CA
Holdings as of
9/30/2026
Date filed
11/9/2026
Form type
13F-HR
Num holdings
476
Total value ($000)
$432,563
Net value change ($000)
+87,540 (25.4%)
New positions
84
Sold out positions
76
Turnover %
28.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/10/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IAU 29,560 NEW
SCHP 15,527 NEW
TLT 14,740 NEW
MBB 7,264 NEW
EQT 4,979 8298.3%
EXE 3,792 660.6%
MSFT 3,231 35.9%
VT 2,951 NEW
AAPL 2,148 16.7%
XOM 2,122 NEW
Top Reduces (Value $000, Stocks/ETFs)
XOM -1,751 -100.0%
IEFA -1,163 -20.7%
IEMG -967 -7.3%
GOOGL -852 -9.6%
PCG -838 -100.0%
XYL -822 -100.0%
AVGO -801 -14.6%
PEP -760 -67.9%
LHX -707 -100.0%
MAA -690 -64.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type