Location
Pasadena, CA
Holdings as of
6/30/2014
Date filed
8/8/2014
Form type
13F-HR
Num holdings
26
Total value ($000)
$150,504
Net value change ($000)
-6,036 (-3.9%)
New positions
0
Sold out positions
0
Turnover %
0.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/12/2014 Next filing: 7/11/2025 SEC filing

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CNI 569 11.4%
CVX 364 7.0%
MSFT 269 4.3%
DANOY 205 4.0%
XOM 151 2.6%
LRLCY 141 2.8%
BAX 109 1.7%
ACN 83 1.5%
PEP 19 0.3%
Top Reduces (Value $000, Stocks/ETFs)
RTX -1,358 -19.6%
NVS -856 -12.0%
JPM -653 -9.3%
JNJ -604 -8.8%
QCOM -559 -8.8%
BRK-B -505 -6.4%
TEVA -491 -6.8%
EMR -446 -7.6%
CL -405 -6.9%
MMM -403 -6.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type