CTC Alternative Strategies, Ltd.

Q4 2013 13F-HR Holdings

Location
Chicago, IL
Holdings as of
12/31/2013
Date filed
2/12/2014
Form type
13F-HR
Num holdings
143
Total value ($000)
$131,174
Net value change ($000)
New positions
135
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 43,712
COMERICA INC 3,513
PNC FINL SVCS GROUP INC 3,296
Vaneck Vectors Gold Miners ETF 1,902
CAT 1,576
HCP Inc 1,224
RTX 1,206
BTT 1,205
People's United Financial, Inc. 1,161
EWZ 1,117
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 30,836 (23.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type